SFC Licences of NG Yuk Kwan 吳玉坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 16 May 2011 | 25 June 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 16 May 2011 | 25 June 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 16 May 2011 | 26 March 2012 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 08 March 2011 | 01 May 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 19 January 2006 | 01 May 2011 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 07 December 2005 | 01 May 2011 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 25 April 2005 | 21 November 2005 |