SFC Licences of PANG Ki Lam 彭麒霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 16 August 2010 | 31 July 2013 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 20 December 2007 | 31 July 2010 |
Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 26 February 2007 | 19 December 2007 |
China Securities Holdings Limited 中國証券控股有限公司 | RE | 1 | 07 July 2006 | 05 February 2007 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 31 March 2006 | 30 June 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 16 March 2005 | 31 October 2005 |