SFC Licences of CHAN Pui Yen, Shirley 陳珮恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 21 November 2016 | 28 January 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 4 | 07 August 2014 | 28 January 2018 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 July 2012 | 28 January 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 July 2012 | 28 January 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 17 July 2012 | 07 August 2014 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 11 March 2005 | 16 January 2006 |