SFC Licences of KWAI Ni 季妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mighty Divine Securities Limited RO 1 03 March 2021
Mighty Divine Investment Management Limited RO 9 27 May 2019
Mighty Divine Investment Management Limited RE 9 23 April 2019 27 May 2019
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 09 October 2018 15 March 2019
Sinostar Securities Limited 華星證券有限公司 RO 1 16 March 2018 15 March 2019
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 16 March 2018 15 March 2019
Sinostar Securities Limited 華星證券有限公司 RE 1 09 March 2018 16 March 2018
Sinostar Asset Management Limited 華星資產管理有限公司 RE 9 09 March 2018 16 March 2018
I-Access Investors Limited 一通投資者有限公司 RO 7 03 February 2017 31 August 2017
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RO 9 28 April 2015 31 August 2017
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 RE 9 03 September 2013 28 April 2015
I-Access Investors Limited 一通投資者有限公司 RO 1 10 July 2008 31 August 2017
I-Access Investors Limited 一通投資者有限公司 RO 2 30 March 2007 31 August 2017