SFC Licences of LAM Yin Ng 林賢伍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RO 9 14 August 2019 01 April 2020
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RO 4 14 August 2019 01 April 2020
Pyxis Wealth Advisors Limited 創建財資顧問有限公司 RO 1 14 August 2019 01 April 2020
Nivalis Partners Limited 利華信有限公司 RE 9 28 August 2017 31 July 2019
Nivalis Partners Limited 利華信有限公司 RE 1 28 August 2017 31 July 2019
Swiss Re Private Equity Partners (Asia) Limited RO 1 01 February 2007 04 September 2012
Swiss Re Private Equity Partners (Asia) Limited RO 9 09 June 2005 04 September 2012