SFC Licences of CHOW Wai Man 周慧敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 4 | 04 March 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 24 February 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 24 February 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RO | 9 | 18 November 2014 | 24 February 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 03 July 2012 | 18 November 2014 |
| iMarkets Structured Products Limited | RO | 4 | 12 November 2009 | 09 December 2013 |
| iMarkets Limited | RO | 7 | 12 November 2009 | 09 December 2013 |
| iMarkets Limited | RO | 1 | 12 November 2009 | 09 December 2013 |
| orientiert XYZ Securities Limited | RO | 1 | 13 October 2008 | 24 February 2016 |
| orientiert XYZ Securities Limited | RO | 4 | 19 April 2005 | 04 March 2016 |