SFC Licences of LAU Ying Ying, Ruby 劉瑩影
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 April 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 April 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 April 2021 | |
| Ginger Capital Advisory Limited | RE | 9 | 29 November 2011 | 30 June 2013 |
| Ginger Capital Advisory Limited | RE | 4 | 29 November 2011 | 30 June 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 April 2005 | 14 June 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 April 2005 | 14 June 2008 |