SFC Licences of SHIU Chi Ming 蕭志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HT Capital Management Limited RE 9 06 June 2007 04 July 2008
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 13 May 2005 05 January 2007
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 13 May 2005 05 January 2007