SFC Licences of SHIU Chi Ming 蕭志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HT Capital Management Limited | RE | 9 | 06 June 2007 | 04 July 2008 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 13 May 2005 | 05 January 2007 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 13 May 2005 | 05 January 2007 |