SFC Licences of CHOW Chi Yung 周智勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 November 2017 | 31 August 2021 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 November 2017 | 31 August 2021 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 07 August 2015 | 23 September 2017 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 07 August 2015 | 23 September 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 May 2010 | 24 July 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2010 | 24 July 2015 |
China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 13 April 2005 | 10 May 2010 |
China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 4 | 13 April 2005 | 10 May 2010 |