SFC Licences of GODWIN Richard Maxwell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 9 | 22 March 2007 | 26 May 2010 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 22 March 2007 | 26 May 2010 |
| Pi Investment Management Limited | RE | 9 | 14 April 2005 | 16 March 2007 |
| Pi Investment Management Limited | RE | 5 | 14 April 2005 | 16 March 2007 |
| Pi Investment Management Limited | RE | 4 | 14 April 2005 | 16 March 2007 |