SFC Licences of YU Ngao Shuet 余傲雪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 30 September 2010 | 20 August 2011 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 September 2010 | 20 August 2011 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 April 2005 | 31 July 2010 |