SFC Licences of YU Ngao Shuet 余傲雪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 30 September 2010 20 August 2011
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 02 September 2010 20 August 2011
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 13 April 2005 31 July 2010