SFC Licences of POTEL Ronnie Rayomand 布朗尼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 | RO | 6 | 06 February 2014 | 02 March 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 11 May 2010 | 13 August 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 May 2010 | 13 August 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 September 2008 | 20 February 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 April 2005 | 20 February 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 19 April 2005 | 20 February 2009 |