SFC Licences of YAU Daniel Wai Tsun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 | RE | 3 | 16 September 2005 | 13 December 2005 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 12 May 2005 | 18 August 2005 |