SFC Licences of HOLCOMBE Catherine Elizabeth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 29 December 2006 | 22 May 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 September 2006 | 22 May 2007 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 11 May 2005 | 25 August 2006 |