SFC Licences of HOLCOMBE Catherine Elizabeth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 1 29 December 2006 22 May 2007
Quam Securities Limited 華富建業證券有限公司 RE 4 01 September 2006 22 May 2007
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 11 May 2005 25 August 2006