SFC Licences of SHEPHERD Daniel Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 06 October 2009 | 23 August 2016 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 20 April 2005 | 24 November 2005 |