SFC Licences of YUEN Kwan 袁坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 June 2018 | 26 July 2021 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 30 April 2014 | 09 June 2018 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 April 2014 | 16 April 2014 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 25 August 2005 | 21 March 2014 |