SFC Licences of KWOK Wing Yin, Katherine 郭詠賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 9 | 24 February 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RE | 4 | 24 February 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 24 February 2016 | 01 August 2016 |
| orientiert XYZ Securities Limited | RO | 9 | 17 April 2015 | 24 February 2016 |
| orientiert XYZ Securities Limited | RO | 4 | 17 April 2015 | 24 February 2016 |
| orientiert XYZ Securities Limited | RO | 1 | 17 April 2015 | 24 February 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 25 March 2014 | 24 October 2014 |
| orientiert XYZ Securities Limited | RE | 9 | 13 June 2012 | 24 October 2014 |
| orientiert XYZ Securities Limited | RE | 4 | 21 May 2005 | 24 October 2014 |