SFC Licences of TSE Kwan Ho, Raymond 謝君豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 25 February 2013 | 21 January 2021 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 07 May 2010 | 08 February 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 01 June 2006 | 28 April 2010 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 16 September 2005 | 26 May 2006 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 19 May 2005 | 08 September 2005 |