SFC Licences of KWOK Man Yu 郭敏瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 RO 3 16 August 2018
HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 RO 1 16 August 2018
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 11 July 2016 07 April 2017
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 11 July 2016 07 April 2017
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RO 3 31 March 2016 07 April 2017
Swissquote Asia Limited RO 3 21 October 2014 25 February 2016
Swissquote Asia Limited RE 3 14 August 2014 21 October 2014
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 3 30 January 2014 30 June 2014
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 2 23 August 2013 30 June 2014
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 23 August 2013 30 June 2014
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 3 23 August 2013 30 January 2014
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) RO 3 25 February 2011 10 October 2011
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) RE 3 24 August 2009 25 February 2011
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 RE 3 21 June 2007 30 November 2008
MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 RE 3 29 January 2007 30 April 2007
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 RE 3 25 August 2005 15 December 2006
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 23 April 2005 15 August 2005