SFC Licences of MA Sing 馬昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 November 2022 | 03 March 2023 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 21 September 2022 | 03 March 2023 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 21 September 2022 | 03 March 2023 |
| Babel Asset Management (HK) Limited | RE | 9 | 12 January 2021 | 18 May 2022 |
| Babel Asset Management (HK) Limited | RE | 4 | 12 January 2021 | 18 May 2022 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 03 February 2006 | 17 June 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 February 2006 | 17 June 2006 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 29 April 2005 | 17 June 2006 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 29 April 2005 | 17 June 2006 |