SFC Licences of HONG Chien Han 洪千涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 22 January 2016 | 06 February 2019 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 22 February 2010 | 08 October 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 04 January 2010 | 12 February 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 03 July 2008 | 30 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 11 June 2007 | 30 May 2008 |
| HSBC Securities (Asia) Limited | RE | 4 | 28 April 2005 | 12 November 2005 |