SFC Licences of NG Tony Ming Yin 吳銘賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 February 2012 | 02 October 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 21 January 2012 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 03 May 2005 | 03 March 2008 |