SFC Licences of NG Yat Ming, Mike 吳一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 23 May 2013 | 29 May 2014 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 23 May 2013 | 29 May 2014 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 02 March 2007 | 03 January 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 September 2005 | 23 February 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 03 May 2005 | 23 February 2007 |