SFC Licences of YANG Rui 楊銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 12 March 2013 | |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 10 May 2005 | 31 October 2012 |