SFC Licences of CHENG Kenneth 鄭甘霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 01 August 2007 | 13 August 2011 |
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 01 August 2007 | 13 August 2011 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 31 October 2006 | 07 July 2007 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 31 October 2006 | 07 July 2007 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 31 October 2006 | 07 July 2007 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 09 December 2005 | 25 September 2006 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 09 December 2005 | 25 September 2006 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 17 November 2005 | 25 September 2006 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 17 May 2005 | 14 October 2005 |