SFC Licences of CHAN Hoi Wai 陳海威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 27 November 2008 | 15 November 2015 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 16 October 2006 | 15 November 2015 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 16 October 2006 | 15 November 2015 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 25 May 2005 | 30 September 2006 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 25 May 2005 | 30 September 2006 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 25 May 2005 | 30 September 2006 |