SFC Licences of WONG Sheh Yung 王錫勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Southern International Limited 南方匯發國際有限公司 RO 4 12 December 2017
China Southern International Limited 南方匯發國際有限公司 RO 1 12 December 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 05 December 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 August 2013 05 December 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 August 2013 02 October 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 13 May 2009 09 August 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 13 May 2009 09 August 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 13 May 2009 09 August 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 08 July 2008 01 May 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 July 2008 01 May 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 13 November 2007 29 June 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 November 2007 29 June 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 18 May 2005 07 September 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 May 2005 07 September 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 May 2005 07 September 2007