SFC Licences of MIAO Kaizhou 苗凱洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 | RO | 9 | 09 May 2016 | |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 | RO | 4 | 09 May 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 11 January 2013 | 18 April 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 January 2013 | 18 April 2015 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 11 February 2010 | 01 May 2010 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 11 February 2010 | 01 May 2010 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 11 February 2010 | 01 May 2010 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 20 May 2005 | 28 April 2006 |