SFC Licences of TANG Wing To 鄧榮滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 07 August 2015 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 07 August 2015 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 April 2010 | 15 December 2014 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 20 April 2009 | 15 December 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 February 2006 | 01 September 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 23 May 2005 | 01 September 2006 |