SFC Licences of WAN Kam Sing 尹錦成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 18 September 2014 | 02 January 2015 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 20 June 2014 | 02 January 2015 |
Nerico Brothers Limited | RE | 1 | 30 May 2011 | 23 April 2012 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 23 May 2008 | 01 February 2009 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 23 May 2008 | 01 February 2009 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 19 July 2005 | 17 February 2006 |