SFC Licences of LAU Cheuk Yu 劉卓瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 17 November 2017 | 11 September 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 17 November 2017 | 11 September 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 August 2013 | 10 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 03 June 2013 | 10 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 November 2010 | 10 October 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 30 October 2007 | 21 October 2010 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 30 October 2007 | 21 October 2010 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 | RE | 6 | 12 September 2005 | 26 April 2006 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 18 July 2005 | 26 April 2006 |