SFC Licences of LAU Cheuk Yu 劉卓瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1, 4 17 November 2017 11 September 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 August 2013 10 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 03 June 2013 10 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 November 2010 10 October 2017
South China Securities Limited 南華證券投資有限公司
RE 1 30 October 2007 21 October 2010
South China Commodities Limited 南華期貨有限公司
RE 2 30 October 2007 21 October 2010
Karl Thomson Financial Advisory Limited 高信融資服務有限公司
RE 6 12 September 2005 26 April 2006
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司
RE 4 18 July 2005 26 April 2006