SFC Licences of ROTHENHAUSER Rupertus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RO 1 28 July 2005 22 October 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 27 June 2005 28 July 2005