SFC Licences of PENG Tingting 彭亭亭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fortress Investment Group (Hong Kong) LLC | RE | 9 | 17 July 2008 | 16 January 2009 |
Newtonian Capital Management Limited | RE | 9 | 23 January 2008 | 14 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 July 2005 | 28 February 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2005 | 28 February 2006 |