SFC Licences of AU Chun Man, Raymond 歐俊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 05 August 2015 | 23 February 2021 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 27 October 2007 | 24 August 2010 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 04 September 2007 | 24 August 2010 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 11 June 2007 | 18 August 2007 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 24 June 2005 | 08 August 2005 |