SFC Licences of LAI Sin Chong 黎善昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 11 June 2008 | 01 January 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 11 June 2008 | 01 January 2009 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 31 October 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 29 June 2005 | 28 February 2007 |