SFC Licences of HUI Chi Sum 許志深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wilson Securities Limited 滙生證券有限公司 | RO | 4 | 01 February 2019 | |
Wilson Securities Limited 滙生證券有限公司 | RO | 1 | 01 February 2019 | |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 24 December 2018 | 01 February 2019 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 24 December 2018 | 01 February 2019 |
China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RO | 4 | 19 January 2017 | 30 June 2018 |
China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RO | 1 | 01 December 2016 | 30 June 2018 |
China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 1 | 12 October 2016 | 01 December 2016 |
Sun Securities Limited 太陽證券有限公司 | RO | 1 | 28 October 2014 | 30 September 2016 |
Sun Securities Limited 太陽證券有限公司 | RE | 1 | 21 April 2011 | 28 October 2014 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 02 July 2009 | 15 April 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 September 2007 | 23 June 2009 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 02 August 2005 | 10 September 2007 |