SFC Licences of HORSEY Frederick James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RO | 4 | 30 November 2010 | 04 June 2011 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RO | 1 | 30 November 2010 | 04 June 2011 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 9 | 09 July 2007 | 01 December 2009 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 6 | 09 July 2007 | 01 December 2009 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RO | 4 | 09 July 2007 | 01 December 2009 |