SFC Licences of LAI Kwok Chun 黎國俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GT Capital Limited 高富金融有限公司 | RE | 1 | 23 September 2005 | 17 June 2006 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 July 2005 | 21 September 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 13 July 2005 | 21 September 2005 |