SFC Licences of NG Chi Chung, Alan 吳智聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 06 March 2007 | 03 July 2009 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 23 March 2006 | 03 July 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 23 March 2006 | 03 July 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 February 2006 | 03 July 2009 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 08 September 2005 | 03 July 2009 |