SFC Licences of LEE Kwok Fung 李國峯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hafoo Futures Limited 哈富期貨有限公司 RE 5 19 November 2021
Hafoo Futures Limited 哈富期貨有限公司 RE 2 19 November 2021
Hafoo Securities Limited 哈富證券有限公司 RE 1 02 July 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 June 2012 01 January 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 01 January 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 20 June 2012 31 October 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 29 April 2010 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 29 April 2010 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 29 April 2010 20 October 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 08 January 2007 01 April 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 08 January 2007 01 April 2010
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 February 2006 01 April 2010
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 22 July 2005 01 April 2010