SFC Licences of WONG Yan 王欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 March 2017 | |
HSBC Securities (Asia) Limited | RE | 1 | 21 July 2005 | 14 November 2005 |