SFC Licences of YIN Phillip Tk 嚴正剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 28 July 2006 | 04 September 2007 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 28 July 2006 | 04 September 2007 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 28 July 2006 | 04 September 2007 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 22 July 2005 | 07 October 2005 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 22 July 2005 | 07 October 2005 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 22 July 2005 | 07 October 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 22 July 2005 | 07 October 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 22 July 2005 | 07 October 2005 |