SFC Licences of LOK Wing Sum 樂榮琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLC Securities Limited 創僑證券有限公司 | RE | 2 | 20 December 2021 | 30 November 2023 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 20 December 2021 | 30 November 2023 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 24 August 2005 | 18 October 2007 |