SFC Licences of WONG Ngai Shing 王毅承
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 4 | 22 December 2021 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 1 | 22 December 2021 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 10 August 2011 | 01 January 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 September 2010 | 01 January 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 06 September 2010 | 01 January 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 September 2010 | 01 January 2012 |
| CLSA Premium International (HK) Limited | RE | 3 | 24 August 2009 | 27 August 2010 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 07 August 2008 | 27 August 2010 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 25 June 2007 | 16 May 2008 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 25 June 2007 | 16 May 2008 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 4 | 26 September 2005 | 21 April 2006 |