SFC Licences of POW Kwong Yan, David 鮑廣恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 05 June 2015 |
| Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | 05 June 2015 |
| RCM Asia Pacific Limited | RE | 9 | 03 June 2011 | 31 May 2015 |
| RCM Asia Pacific Limited | RE | 4 | 03 June 2011 | 31 May 2015 |
| UBS Securities Asia Limited | RE | 4 | 23 June 2008 | 10 May 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 07 December 2005 | 29 May 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 December 2005 | 29 May 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 04 August 2005 | 25 November 2005 |