SFC Licences of BHATIA Gurpreet Singh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 18 April 2007 19 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 April 2007 19 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 08 August 2005 26 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 August 2005 26 February 2007