SFC Licences of LO Shuk Yan, Loretta 羅淑茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 October 2013 | 05 November 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 25 October 2013 | 05 November 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 05 August 2005 | 28 June 2011 |