SFC Licences of LOK Chi Yeung 駱子洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| A.M. Best Asia-Pacific Limited | RE | 10 | 01 June 2011 | 22 February 2019 |
| Potomac Capital Limited 波多馬克投資有限公司 | RE | 1 | 16 February 2009 | 19 November 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 15 August 2005 | 01 December 2005 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 August 2005 | 01 December 2005 |