SFC Licences of CHAN Mofiz 陳志華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 4 | 10 July 2012 | 12 July 2013 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 1 | 10 July 2012 | 29 May 2013 |
| Worldwide Brokerage Limited 環球證券有限公司 | RO | 1 | 24 June 2011 | 20 January 2012 |
| Worldwide Brokerage Limited 環球證券有限公司 | RE | 1 | 21 June 2011 | 24 June 2011 |
| T. W. Sabnani Securities Limited 董詩股票有限公司 | RO | 1 | 16 February 2011 | 13 June 2011 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 | RE | 2 | 06 February 2007 | 16 September 2010 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 06 February 2007 | 16 September 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 August 2005 | 01 February 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 August 2005 | 01 February 2007 |