SFC Licences of LAM Chung Wai 林忠偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 August 2009 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 August 2009 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 October 2007 | 15 August 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 November 2005 | 30 August 2006 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 August 2005 | 15 August 2009 |